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Compliance Supervisor

Capricorn Financial
London
Job type
full time
Location
London, England
COMPLIANCE SUPERVISOR Mortgage & Protection | Hammersmith / Mayfair, London | Up to £46,000 WHY JOIN CAPRICORN? * A visible, influential seat at the table – shape compliance standards within a fast-growing mortgage and protection business * Genuine career progression, with support towards professional qualifications (e.g. CeMAP, Level 4 Diploma, J07) * Work alongside a high-performing, entrepreneurial network of self-employed advisers who value your input * Strong, collaborative culture built on accountability and great customer outcomes – not box-ticking * 8% NEST pension (3% employer / 5% employee) and genuine investment in your development About Capricorn Capricorn is a fast-growing, London-based mortgage and protection advisory business supporting a high-performing network of self-employed advisers. We are ambitious, entrepreneurial and commercially focused, with a strong culture of accountability, collaboration and positive customer outcomes. Compliance is central to how we develop advisers, deliver good advice and grow sustainably. The Opportunity We are looking for an experienced Compliance Supervisor with a strong background in mortgage and/or protection compliance – this is essential to the role and heavily preferred for all applicants. This is a hands-on role combining adviser supervision, file reviews, coaching and regulatory support. You will work closely with advisers, Team Leaders, the Com...
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