Regional Compliance Manager
Get Staffed Online Recruitment
Northgate, West Sussex
Salary
£35,000
Job type
full time
Location
Northgate, West Sussex, Crawley, West Sussex; West Sussex; South East England; England
Regional Compliance Manager Full Time £36,000 Applying for this role is straight forward Scroll down and click on Apply to be considered for this position.
- £38,000 per annum with a car allowance of 4k per annum Home based covering Crawley Our client is a technology-focused Mortgage Network, offering support services to Mortgage and Protection Advisers. Their goal is to continue to be the best home for Mortgage Advisers, Protection Specialists, Equity Release Experts and General Insurance Professionals, whatever their size or location, using market-leading technology. Following the growth in adviser numbers, they are looking to grow the Regional Compliance Team to continue to provide their firms with high-quality face to face compliance support. This additional role in the team will be the primary point of contact for Appointed Representatives in an allocated region, managing a risk-based monitoring program to ensure compliance to network standards and regulatory requirements. The role is designed to ensure Appointed Representatives are, as per FCA guidelines, always 'Treating Customers Fairly' and delivering good customer outcomes. Experienced required: Minimum two years of experience in a similar role within the financial services sector. A sound background in compliance monitoring, risk management, and reporting processes. Knowledge of systems of control and able to follow clearly defined procedures. Experience of working under pressure, prioritising, and working to tight deadlines. Qualifications: CeMAP or equivalent professional financial services qualification as a minimum. CeRER
- desirable A full UK driving licence is also essential. xkybehq Benefits: £36,000
- £38,000 per annum with a car allowance of 4k per annum Additional leave Sick pay Work from home As our client is unable to sponsor you for this role, you must be eligible to work within the UK, and you will be asked to confirm this prior to any interview.
← Back to job search
- £38,000 per annum with a car allowance of 4k per annum Home based covering Crawley Our client is a technology-focused Mortgage Network, offering support services to Mortgage and Protection Advisers. Their goal is to continue to be the best home for Mortgage Advisers, Protection Specialists, Equity Release Experts and General Insurance Professionals, whatever their size or location, using market-leading technology. Following the growth in adviser numbers, they are looking to grow the Regional Compliance Team to continue to provide their firms with high-quality face to face compliance support. This additional role in the team will be the primary point of contact for Appointed Representatives in an allocated region, managing a risk-based monitoring program to ensure compliance to network standards and regulatory requirements. The role is designed to ensure Appointed Representatives are, as per FCA guidelines, always 'Treating Customers Fairly' and delivering good customer outcomes. Experienced required: Minimum two years of experience in a similar role within the financial services sector. A sound background in compliance monitoring, risk management, and reporting processes. Knowledge of systems of control and able to follow clearly defined procedures. Experience of working under pressure, prioritising, and working to tight deadlines. Qualifications: CeMAP or equivalent professional financial services qualification as a minimum. CeRER
- desirable A full UK driving licence is also essential. xkybehq Benefits: £36,000
- £38,000 per annum with a car allowance of 4k per annum Additional leave Sick pay Work from home As our client is unable to sponsor you for this role, you must be eligible to work within the UK, and you will be asked to confirm this prior to any interview.